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Overview of 3-Way and 4-Way Handshake Protocols

Overview of 3-Way and 4-Way Handshake Protocols

/ 4 min read

Quick take - The article explains the importance of communication protocols in establishing secure connections through handshakes, detailing the distinct functions and processes of the 3-way handshake used in TCP for reliable connections and the 4-way handshake utilized in WPA2 for secure device authentication and encryption.

Fast Facts

  • Communication protocols rely on handshakes to establish secure connections before data transfer, with two main types: the 3-way handshake and the 4-way handshake.
  • The 3-way handshake, used in TCP, involves three steps: the client sends a SYN message, the server responds with a SYN-ACK, and the client sends an ACK, ensuring reliable connection establishment.
  • This handshake is essential for various TCP-based communications, including web browsing (HTTP/HTTPS), file transfers (FTP), and remote access protocols (SSH, Telnet).
  • The 4-way handshake is crucial for secure communication in WPA2 wireless networks, involving the exchange of random numbers (ANonce and SNonce) to establish encryption keys and ensure mutual authentication.
  • Both handshakes are foundational for secure and reliable data transmission, tailored for different network interactions and security needs.

Understanding Handshake Protocols in Communication

Communication protocols are essential for establishing secure connections before data transfer, with handshakes playing a pivotal role in this process. There are two primary types of handshakes: the 3-way handshake and the 4-way handshake. Each serves distinct purposes and applications.

The 3-Way Handshake

The 3-way handshake is primarily utilized in the Transmission Control Protocol (TCP). It is crucial for establishing a reliable connection between a client and a server. This handshake ensures reliability and synchronization before any data transmission occurs. The process consists of three key steps:

  1. SYN Message: The client initiates communication by sending a SYN (Synchronize) message to the server.
  2. SYN-ACK Response: The server responds with a SYN-ACK (Synchronize-Acknowledge) message. This response acknowledges the client’s request and indicates the server’s readiness to communicate.
  3. ACK Message: Finally, the client sends an ACK (Acknowledge) message back to the server. This final step confirms the handshake and establishes the connection.

The 3-way handshake mechanism allows both parties to agree on initial sequence numbers (ISNs), which are essential for tracking data packets during the session. This handshake is fundamental in various TCP-based communications, including web browsing (HTTP and HTTPS), file transfers via FTP, and remote access protocols like SSH and Telnet. Additionally, it is often used alongside TLS/SSL to secure communications, particularly in online banking, e-commerce, and email encryption.

The 4-Way Handshake

On the other hand, the 4-way handshake is commonly associated with secure communication protocols, particularly in WPA2 wireless networks. The 4-way handshake plays a critical role in device authentication and establishes encryption keys necessary for secure communication. The steps involved in the 4-way handshake are as follows:

  1. ANonce Generation: The access point generates and sends a random number, known as ANonce, to the client. This number is utilized to generate encryption keys.
  2. SNonce Creation: The client creates its own random number, called SNonce, and sends this number to the access point, along with a Message Integrity Code (MIC). The MIC ensures message authenticity and is computed using either the pre-shared key (PSK) or the Pairwise Master Key (PMK).
  3. PTK Calculation: The access point calculates the Pairwise Transient Key (PTK) and generates a Group Temporal Key (GTK) to secure broadcast and multicast traffic. This information is sent to the client in a secured message encrypted with the PTK, accompanied by another MIC.
  4. GTK Verification: Lastly, the client verifies the GTK and sends a final acknowledgment message to confirm the successful completion of the handshake.

The 4-way handshake ensures mutual authentication and establishes a shared encryption key, making it a critical component of Wi-Fi security protocols like WPA2 and WPA3. It is also part of the IEEE 802.11i wireless security standards, designed for mutual authentication in enterprise networks, demanding robust security mechanisms to protect sensitive data.

Conclusion

In summary, both the 3-way and 4-way handshakes are foundational processes in communication protocols. They facilitate secure and reliable data transmission, each tailored for different types of network interactions and security requirements.

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